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Title	Location	Date
Title	Location	Date (M/d/yy)	Reset

Manager - Compliance & Regulatory Manager - Compliance & Regulatory White Plains, NY, US Apr 11, 2021	White Plains, NY, US	Apr 11, 2021
SENIOR ASSOCIATE, Agency Standards SENIOR ASSOCIATE, Agency Standards White Plains, NY, US Apr 5, 2021	White Plains, NY, US	Apr 5, 2021
National Account Senior Underwriter National Account Senior Underwriter Philadelphia, PA, US Mar 31, 2021	Philadelphia, PA, US	Mar 31, 2021
Senior Associate, Regulatory Review and Reporting Senior Associate, Regulatory Review and Reporting New York, NY, US Mar 30, 2021	New York, NY, US	Mar 30, 2021
Senior Model Validation Quantitative Analyst - Asset Management Senior Model Validation Quantitative Analyst - Asset Management New York, NY, US Mar 29, 2021	New York, NY, US	Mar 29, 2021
Corporate Vice President - Financial Risk Management Corporate Vice President - Financial Risk Management New York, NY, US Mar 25, 2021	New York, NY, US	Mar 25, 2021
Senior Associate, Risk Reporting - Operational Risk Management Senior Associate, Risk Reporting - Operational Risk Management New York, NY, US Mar 24, 2021	New York, NY, US	Mar 24, 2021
Corporate Vice President, Senior Compliance Officer, ETFs and Mutual Funds Corporate Vice President, Senior Compliance Officer, ETFs and Mutual Funds New York, NY, US Mar 20, 2021	New York, NY, US	Mar 20, 2021
Corporate Vice President, Compliance - Sales Marketing Review Corporate Vice President, Compliance - Sales Marketing Review New York, NY, US Mar 18, 2021	New York, NY, US	Mar 18, 2021
Model Risk Governance Lead Model Risk Governance Lead New York, NY, US Mar 15, 2021	New York, NY, US	Mar 15, 2021