Compliance Filing Associate

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Date: Oct 8, 2021

Location: Austin, TX, US

Company: New York Life Insurance Co

 

When you join New York Life, you’re joining a company that values development, career growth, collaboration, innovation, and diversity & inclusion. We want employees to feel proud about being part of a company that is committed to doing the right thing. Through various resources and programs, you can grow your career while developing personally and professionally.

 

 

 

The Senior Compliance Associate is responsible for various product and regulatory compliance functions related to our long-term care insurance products. Responsible for reviewing advertising materials with Marketing resources in advance of filing for both hybrid and stand-alone long-term care insurance products. This role includes responsibility for drafting, revising and filing the materials with applicable jurisdictions in order to secure approval by state regulators. Provides guidance and serves as a technical resource on advertising requirements for both hybrid and stand-alone long-term care insurance products. Collaborates with internal resources to resolve insurance department objections and ensure that materials are compliant with state requirements, and recommends changes or improvements, if needed. Develops good relationships with state insurance department personnel to ensure prompt and courteous services as company filings are reviewed. This position will also be responsible for tracking/communicating regulatory changes, and researching and interpreting applicable laws and regulations related to advertising materials.      

 

Primary responsibilities include, but are not limited to:

  • Responsible for advertising compliance related to filing and approval of marketing materials for the hybrid and stand-alone long-term care insurance products.  This includes any new product marketing materials and subsequent changes to existing materials, due to changes in marketing strategies or state laws/regulations. 
  • Collaborates with stakeholders to provide responses on objections and guidance on state requirements.  
  • Manages implementation of regulatory mandates related to hybrid and stand-alone long-term care insurance products.
  • Performs regulatory research, participates in industry meetings, monitors new and amended regulations and evaluates potential impact of proposed legislation to hybrid and stand-alone long-term care insurance products. 
  • Coordinate state requirements and assists with other compliance matters related to both product lines as needed.

 

Requirements:

  • Bachelor’s Degree
  • 5+ years’ related experience
  • Excellent research and project management skills
  • Knowledge of hybrid and stand-alone long-term care products and business
  • SERFF experience required
  • Extensive knowledge of insurance filing practices
  • Strong analytic skills with ability to effectively identify potential compliance issues
  • Ability to ensure filings meet state requirements and recommend changes/improvements
  • Strong computer skills (MS Word, Excel, PowerPoint)

 

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Recognized as one of Fortune’s World’s Most Admired Companies, New York Life is committed to improving local communities through a culture of employee giving and volunteerism, supported by our Foundation. We invite you to bring your talents to New York Life, so we can continue to help families and businesses “Be Good At Life.” To learn more, please visit LinkedIn, our Newsroom and the Careers page of www.NewYorkLife.com.

Job Requisition ID: 84260

 

 

 


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