PROCESSING REPRESENTATIVE - BROKERAGE

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Date: Jan 10, 2022

Location: New York, NY, US

Company: New York Life Insurance Co

 

When you join New York Life, you’re joining a company that values development, career growth, collaboration, innovation, and diversity & inclusion. We want employees to feel proud about being part of a company that is committed to doing the right thing. Through various resources and programs, you can grow your career while developing personally and professionally.

 

 

The Brokerage Operations Representative will be responsible for working with clients to resolve highly sensitive, time critical issue with financial implications.  They will be processing time-sensitive customer transactions that require review, research and communication with agents and clients to obtain the proper course of action.

 

Primary Responsibilities:

  • Electronic updating and processing of money movement transactions, including: check and stock deposits, check, EFT and wire disbursements, rollover, DTC deliveries, Journals, establishing bank and brokerage links and other standing payment instructions, periodic investment plans to/from client’s bank accounts, and Roth Conversions for Retail and Retirement brokerage accounts
  • Responding to customer and agent inquiries in a timely, efficient, and professional manner by quickly identifying the need and formulating an accurate response or solution
  • Learn and maintain a basic understanding of core products in relation to brokerage accounts
  • Demonstrate advanced knowledge of operational procedures, company policies, industry principles

 

Qualifications

  • Bachelor’s Degree- Finance of Business discipline preferred; High school diploma or GED required
  • Experience in the Financial Services industry, with understanding of stocks, bonds, and mutual funds and industry regulations/procedures preferred
  • Excellent verbal and written communication skills
  • Positive, customer focused attitude with a desire to exceed customer expectations
  • Must be able to operate in a team environment and contribute to the company and team goals
  • Strong technical and analytical skills required
  • Ideal candidates will pursue the SIE & Series 7 FINRA licenses

 

 

 

Please note: This role requires FINRA licensed and/or FINRA Associated Person pre-hire fingerprinting.

 

Recognized as one of Fortune’s World’s Most Admired Companies, New York Life is committed to improving local communities through a culture of employee giving and volunteerism, supported by our Foundation. We invite you to bring your talents to New York Life, so we can continue to help families and businesses “Be Good At Life.” To learn more, please visit LinkedIn, our Newsroom and the Careers page of www.NewYorkLife.com.J

Job Requisition ID: 85066

 

 


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