RIA -Internal Advisor Consultant


Date: Nov 4, 2021

Location: New York, NY, US

Company: New York Life Insurance Co



When you join New York Life Investments, a wholly owned subsidiary of New York Life Insurance Company, you are joining a global investment company with a long history and passion for career development, innovation, collaboration, and diversity, equity and inclusion. We want employees to feel proud about being part of a company that is committed to doing the right thing. Through various resources and programs, you can grow your career while developing personally and professionally.


As a top 25 global asset management firm with more than $600 billion in assets under management, we have an important mission: to help build a better financial future for our clients, our employees, and our communities. We invite you to bring your talents to New York Life Investments, so we can continue to help people achieve their financial aspirations. To learn more, please visit LinkedIn, our Newsroom and the Careers page of www.NewYorkLife.com.



Job Function and Key Responsibilities:

  • Manage territory with external partner to meet or exceed goals
  • Conduct consultative, relationship-building sales calls via the telephone with financial advisors and other licensed professionals
  • Develop and execute sales plan strategies with members of both external & internal sales teams Articulate Mutual fund & ETF objectives while also processing strong capital markets (domestic and international) knowledge
  • Identify sales opportunities and advisor needs, cross-sell ideas and introduce new concepts Develop asset allocation strategies based on client objectives and risk tolerances
  • Handle daily territory management tasks to ensure maximum business efficiency, i.e. update and maintain CRM system
  • Generate hypothetical/proposals, for advisors for MainStay Mutual Funds, ETF’s and SMA accounts. Assist with the planning and overall coordination of conferences/seminars/plan participant meetings.


Required Qualifications:

  • FINRA Series 7 and 63 required.
  • Bachelor’s degree required – Finance/Business major preferred Experience in RIA market strongly preferred
  • Understanding of the financial/capital markets; mutual funds, ETF’s and SMA’s Wholesaling experience preferred.
  • Build and expand relationships with predetermined opportunistic list of prospects and clients. Fluid relationship and communication skills
  • Excellent presentation and organizational skills.
  • Ability to work independently in a fast paced environment.
  • Ability to consistently have high volume of proactive phone activity
  • Ability to travel quarterly within territory and or partner conferences preferred #LI-MD1

Please note: This role requires FINRA licensed and/or FINRA Associated Person pre-hire




Please note: During calendar year 2021, employees of Group Benefit Solutions can be considered for open positions within Group Benefit Solutions only. Applications from Group Benefit Solutions employees for open positions within other New York Life businesses are unable to be considered.

Job Requisition ID: 85069






Job Segment: Social Media, Equity, CRM, Series 7, Marketing, Finance, Technology